Learn Best Practice from top US and UK financial services firms.
The stakes have never been higher for managing employee conduct, complaints, recommendations, misselling, and insider threats. 82% of firms say conduct risk is now given the same priority as financial risk inside businesses.1
That’s why over half of the 10 largest global banks have turned to Digital Reasoning to help them discover the truth of their employees’ conduct—we help firms surface signals and avoid the headlines.
In our on-demand webinar, co-hosted by surveillance and regulatory experts David Crocker and Steve Livermore, we’re sharing how banking, wealth management, and other financial institutions are extending surveillance capabilities into non-financial risk management.
Watch the on-demand webinar to learn:
How regulators are driving financial instituions to enhance their surveillance functions
The benefits of unified IM, email, social, and voice surveillance
Future trends in conduct surveillance
About the experts
David Crocker, Partner, Asset and Wealth Management, PwC
John Holland, SVP for Sales, Digital Reasoning
Steve Livermore, Independent Compliance Consultant (Former Managing Director, UBS)
1 1LoD, Conduct Risk: Moving Up the Agenda, 2019