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Download the Conduct Surveillance Information Sheet
Conduct Surveillance

Regulated institutions are expected to scrutinize the knowledge and intentions of their traders, with business leaders held responsible for the actions of their employees. Only a combined analysis of behaviors, intentions, and emotions can deliver the human-centric insights that accurately describe conduct risk. The challenge is meeting these surveillance demands now that the era of escalating compliance spending is over.

Download our Conduct Surveillance solution infosheet for more information about the technology trusted by world’s leading financial institutions – including half of the top 10 investment banks – to advance a human-centric approach to conduct risk mitigation, supervise ethical policies, reduce total cost of ownership, and reliably satisfy the combined scrutiny of Dodd-Frank, MAR, and MiFID II.