Market surveillance and risk controls have been employed within capital markets for decades. Methods of analyzing prices and executions over time have yielded insight into trading and market irregularities. But with regulatory pressure increasing, insight into the entire trade lifecycle has become a priority, and a major challenge for the industry.
At this complimentary webinar, sponsored by Digital Reasoning and Nasdaq, you’ll hear from industry experts on how to address the challenges around a holistic surveillance strategy, and how new processes, policies, and technology are being used to implement a fully transparent surveillance strategy.
You can register for this webinar here.